Guardianship Tribunal Publications

Guardianship Tribunal Home | Publications

Application for Consent to Medical or Dental Treatment

The Guardianship Act states who can give substitute consent to medical or dental treatment for a patient 16 years or over who is unable to give a valid consent themselves. For most treatments a particular person, identified in the Act, will be able to give a valid consent on the patient's behalf. This person is called the 'person responsible' and is not necessarily the 'next of kin'.

Refer to the chart to decide if there is a 'person responsible' and whether that person can consent to the proposed treatment or whether the Guardianship Tribunal's consent will be necessary.

This Plain Web format version of the form is for information purposes only. To complete this, print out the accompanying PDF version of this form, complete the PDF version and then send it to the Guardianship Tribunal.


=========================================================
Reason for seeking consent from the Guardianship Tribunal
=========================================================


An application to the Guardianship Tribunal for consent 
is usually only required in the following circumstances. 
Tick which of these apply to this application. See 
Summary Guide.

[ ] 'major' treatment and there is no 'person 
     responsible' for the patient
[ ] 'major' treatment and person responsible can't be 
     located or is unwilling to consent
[ ] there is dispute about the treatment
[ ] the patient objects to the treatment
[ ] the treatment is a 'special' medical treatment
[ ] the treatment is 'experimental'
[ ] other reason



=========================================================
Patient - person who is unable to consent 
(please print clearly)
=========================================================

NAME: Mr/Mrs/Ms/Miss/Dr:
_________________________________________________________


Given names:
_________________________________________________________


Family name:
_________________________________________________________


ADDRESS:
_________________________________________________________


_________________________________________________________


Postcode:
_________________________________________________________


TELEPHONE: Daytime:
_________________________________________________________


After hours:
_________________________________________________________


Fax:
_________________________________________________________


Date of birth:
_________________________________________________________


Has the treatment been discussed with this person?
[ ] yes
[ ] no

Is it your opinion that the patient is unable to 
understand the general nature and effect of the 
proposed treatment or is unable to indicate their 
consent to the treatment?
[ ] yes
[ ] no
[ ] don't know

In your opinion what is the reason for the patient's 
inability to understand or indicate their understanding 
of the treatment proposed, for example unconsciousness, 
dementia, intellectual disability:

_________________________________________________________


_________________________________________________________


_________________________________________________________


_________________________________________________________




=========================================================
Person requesting consent (please print clearly)
=========================================================

NAME: Mr/Mrs/Ms/Miss/Dr:
_________________________________________________________


Given names:
_________________________________________________________


Family name:
_________________________________________________________


ADDRESS:
_________________________________________________________


_________________________________________________________


Postcode:
_________________________________________________________


TELEPHONE: Daytime:
_________________________________________________________


After hours:
_________________________________________________________


Fax:
_________________________________________________________


Your Relationship to the patient for example parent, GP:
_________________________________________________________



=========================================================
Doctor/dentist carrying out the treatment (if not 
yourself) (please print clearly)
=========================================================

NAME: Mr/Mrs/Ms/Miss/Dr:
_________________________________________________________


Given names:
_________________________________________________________


Family name:
_________________________________________________________


Qualifications/speciality:
_________________________________________________________


Practice address:
_________________________________________________________



_________________________________________________________


Postcode:
_________________________________________________________


TELEPHONE: Daytime:
_________________________________________________________


After hours:
_________________________________________________________


Fax:
_________________________________________________________



=========================================================
Proposed treatment
=========================================================

What is the condition requiring treatment?

_________________________________________________________


_________________________________________________________


What is the proposed treatment?

_________________________________________________________


_________________________________________________________


If the treatment is ongoing, for what period of time is 
consent requested?

_________________________________________________________


_________________________________________________________


Does the treatment involve any significant risk or side 
effects? If so, please list and explain.

_________________________________________________________


_________________________________________________________


Are there reasonable alternative treatments for the 
condition? If so, list these, describe any associated 
risks and side effects and briefly explain why the 
proposed treatment is preferred.

_________________________________________________________


_________________________________________________________


Explain the likely consequences if the proposed treatment 
is not carried out.

_________________________________________________________


_________________________________________________________


What other medication (include dosage)/treatment is the 
patient receiving?

_________________________________________________________


_________________________________________________________



=========================================================
Patient's views
=========================================================

In your opinion does the patient have any understanding 
of what the treatment entails? Please explain.

_________________________________________________________


_________________________________________________________


Has the patient indicated any views about the treatment 
now or in the past? If so, what are these?

_________________________________________________________


_________________________________________________________


Does the patient object to the proposed treatment?
[ ] yes
[ ] no

If yes, what is the nature of the patient's objection?

_________________________________________________________


_________________________________________________________



=========================================================
Person responsible (refer to chart) (please print clearly)
=========================================================

Is there a 'person responsible' for the patient? 
If YES, who is this?


NAME: Mr/Mrs/Ms/Miss/Dr:
_________________________________________________________


Given names:
_________________________________________________________


Family name:
_________________________________________________________


ADDRESS:
_________________________________________________________


_________________________________________________________


Postcode:
_________________________________________________________


TELEPHONE: Daytime:
_________________________________________________________


After hours:
_________________________________________________________


Fax:
_________________________________________________________


Relationship to patient:
_________________________________________________________


This application will be considered at a hearing of the 
Guardianship Tribunal. The Tribunal will want to speak 
with the applicant and others involved. Usually this 
will be by phone. Some applications, particularly for 
special and experimental treatments, will require more 
information and may require attendance at a hearing. 
A staff member will contact applicants if this is 
necessary.



=========================================================
Time and place of treatment (please print)
=========================================================

The Tribunal must know when consent is needed so an 
appropriate hearing time can be arranged.

When is the treatment due to commence or be carried out?

Date:
_________________________________________________________


Approximate time (am/pm):
_________________________________________________________


Place of treatment:
_________________________________________________________


If the treatment is an ongoing treatment which is 
already being carried out, when did it begin?

_________________________________________________________



=========================================================
You must sign and date this application
=========================================================

Signature of person completing form:
_________________________________________________________


Date:
_________________________________________________________


Name (please print)
_________________________________________________________



=========================================================
Who is the 'person responsible'?
=========================================================

If there is no-one in the first category, go to the 
second and so on.
1. A guardian who has the function of consenting to 
   medical, dental and health care treatments.
2. Spouse or de facto spouse where there is a close, 
   continuing relationship.
3. Carer where the carer provides or arranges for 
   domestic support on a regular basis and is unpaid. 
   (If the person is in residential care, then the 
   carer before the person went into residential care.)
4. Close personal friend or close relative where there 
   is both a close personal relationship, frequent 
   personal contact and a personal interest in the 
   patient's welfare, on an unpaid basis.

If a person identified as being a 'person responsible' 
declines in writing to exercise the function of 
'person responsible' or a medical practitioner or 
other qualified person certifies in writing that the 
person identified as 'person responsible' is not 
capable of carrying out those functions, then the 
person next in the hierarchy is the  'person responsible'.



=========================================================
SUMMARY GUIDE TO MEDICAL AND DENTAL CONSENT
=========================================================

for adults, 16 years and over, who cannot consent for 
themselves


URGENT TREATMENT

INCLUDES:
Urgently necessary to:
• save patient's life
• prevent serious damage to health
• prevent or alleviate significant pain or distress

WHO CAN CONSENT:
No consent needed


MINOR TREATMENT

INCLUDES:
All medical and dental treatments (except those listed 
in MAJOR or SPECIAL) includes:
• treatment involving general anaesthetic or other 
  sedation
• for management of fractured or dislocated limbs
• for endoscopes inserted through an orifice, not 
  penetrating the skin
• medications that affect the central nervous system
• when used for analgesic, antipyretic, 
  antiparkinsonian, antihistaminic, antiemetic, 
  antinauseant or anticonvulsant purposes
• PRN not more than 3 times per month
• sedation in minor procedures
• when such medications are used only once

WHO CAN CONSENT:
'Person responsible can consent. If no 'person 
responsible' or 'person responsible' cannot be located 
or cannot/will not respond and patient is not objecting, 
the doctor or dentist may treat without consent. They 
must note on patient's record that the treatment is 
necessary to promote the patient's health and wellbeing 
and that the patient is not objecting.


MAJOR TREATMENT

INCLUDES:
• Any medical or dental treatment involving general 
  anaesthetic (except as listed in MINOR above)
• Central nervous system affecting medications (except 
  as listed in MINOR above)
• Most drugs of addiction (except as listed in SPECIAL 
  below)
• Long acting injectable hormonal substances for 
  contraception or menstrual regulation
• Any treatment for the purpose of eliminating 
  menstruation
• Testing for HIV
• Any treatment involving substantial risk
• Any dental treatment resulting in removal of all 
  teeth or significantly impairing ability to chew food

WHO CAN CONSENT
'Person responsible' can consent. If no 'person 
responsible' (or if cannot be located or can't/won't 
respond), then only the Guardianship Tribunal can 
consent.Request and consent must be in writing or, if 
not practicable, later confirmed in writing.


SPECIAL

INCLUDES:
• Sterilisation (includes vasectomy and tubal 
  occlusion)
• Termination of pregnancy
• Drugs of addiction used for more than 10 days in 30, 
  except when used to treat cancer or palliative care 
  of terminally ill patients
• Aversives - mechanical, chemical or physical

• Experimental treatments:
• any new treatment that has not yet gained the 
  support of a substantial number of doctors or 
  dentists specialising in area
• use of central nervous system affecting medication 
  where dosage, duration or combination is outside 
  accepted norms
• androgen reducing medications for behavioural 
  control

WHO CAN CONSENT
Only the Guardianship Tribunal can consent.


OBJECTIONS TO NON-URGENT TREATMENT

INCLUDES:
If the patient or the 'person responsible' indicates, 
or has previously indicated, that he or she does 
not want the treatment carried out

WHO CAN CONSENT
Only the Guardianship Tribunal can consent.

Back to Top

The Guardianship Tribunal

Address: 2a Rowntree Street, Balmain, NSW, 2041
Postal Address: Locked Mailbag 9, Balmain NSW 2041
Phone: (02) 9555 8500
Fax: (02) 9555 9049
Tollfree: 1800 463 928
Email: gt@gt.nsw.gov.au
Website: www.gt.nsw.gov.au